FCAC working on proposed guide for applicants to become external complaints bodies for the banks
Investor advocates say the new rules to not go far enough
FAIR Canada says the proposals fall short on being “pro-consumer”
Dispute settlement services will come under the supervision of the Financial Consumer Agency of Canada
Faced with a growing number of large arbitration cases, U.S. regulators are launching a pilot program that allows adversaries in such cases to customize the arbitration process. The Financial Industry Regulatory Authority (FINRA) announced that it has launched a pilot program specifically designed for arbitration cases involving claims of US$10 million or more. The voluntary […]
Toronto session will give investors the opportunity to ask questions, discuss the methodology, and provide feedback to OBSI staff
Securities regulators haven't done much for OBSI
Suitability issues most common topic of investor complaints investigated by OBSI
PIAC calls government’s decision “hypocritical”
Flaherty says he won’t require banks to use OBSI for banking complaints