Effort to sue discount brokers over trailer fees ends with plaintiffs paying
Small claims ruling against aggrieved investor upheld on appeal
Court grants injunction in dispute over the return of broker's 180 million records
SRO would allow discount brokers to boost communication with investors
New firm failed to adequately review trading, client comms, SRO alleged
Effort to gain insight on dealers' clients will seek data from year-end 2026
SRO details its policy priorities for fiscal 2026
Measure allows trailer rebates to facilitate compliance with ban on paying trailers to discount brokers
TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers
Rep circumvented registration limits to trade wider range of securities