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Keyword: Discount brokerages

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virtual regulation

DIY investor sold 10 times more shares than he owned after a share consolidation

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Proposed class action claims that improper fees hurt investors' returns


Online brokerage firm fined for compliance issues related to complaints, options approvals


Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban

online investing

Tech, profound shocks have changed investor behaviour

  • By: Ian Russell
  • January 16, 2023 January 16, 2023
  • 15:00
investing with a smart phone

IOSCO report recommends practices for investor protection and education during a crisis


Regulator alleged U.K.-based firm violated prohibition on advice

man using laptop

More than one-third of millennial DIY investors surveyed in Canada have invested in cryptocurrencies

  • By: IE Staff
  • May 26, 2022 May 26, 2022
  • 14:46
usinessman analyzing investment charts with laptop

Temporary relief aims to help firms implement new rules on June 1

man using laptop

The discount brokerage changed the fee structure and lowered the minimum balance

  • By: IE Staff
  • October 6, 2021 October 6, 2021
  • 11:00