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Keyword: Discount brokerages

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The regulator also wants to toughen enforcement and see better advice given at banks

Advisor tracking stocks

Also, Webull launches desktop platform

Court ruling

Question of whether client used stop loss orders requires hearing, court rules

Business and financial report with laptop Accounting economic

The funding comes from enforcement sanctions


Fourth case certified involving funds paying trailers to discount brokers


Firms were allowed to collect trailers before the CSA ban, court rules


Certain clients overcharged, others undercharged, due to recordkeeping glitch

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Discount brokerage offers Canadian and U.S. equities


Case against 1832 Asset Management L.P. is the latest to secure certification

three colleagues discussing their business prospects and looking at laptop screen

Regulators to explore the regulation, provision of advice online