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Keyword: Discount brokerages

233 results found
Picking a dollar

Measure allows trailer rebates to facilitate compliance with ban on paying trailers to discount brokers

Judge looks at papers

TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers

penalty card

Rep circumvented registration limits to trade wider range of securities

People shaking hands in a boardroom

The cuts are not reflective of the state of the underlying business, the firm says

Court settlement

Claim alleged investors were harmed by mutual funds paying trailers to discount brokers

Group of business people holding puzzle pieces at a boardroom table

CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project

Couple reviewing their finances

Self-directed investors prioritize convenience, control, costs

Laurentian bank logo on building

Deal includes about 2,050 clients and $250 million in assets

RBC the latest large fund manager to face fund fee suit

Businessman talking with financial advisor in bank

Investors enjoy DIY investing, relying more on social media for information