Mutual funds not required to file reports through brokerage units
MRS adopts Smart Prospectus
Measure to improve disclosure of off-balance sheet arrangements
Regulators to contact companies
Propose disclosure of transactions involving derivatives
The Ontario and Quebec securities commissions have approved a settlement with CIBC World Markets Inc. at a joint hearing held Thursday. In the agreements, CIBC World Markets admits that it failed to make adequate disclosure of its potential conflicts of interest in recommending the purchase of shares of Shoppers Drug Mart Corp. in five equities […]
Re-launch date yet to be announced
Disclosure must be specific, consistent and legible
New summary fund summary document proposed
Revised national instrument due by mid-2003