Continuous disclosure and proxy solicitation requirements for investment funds to remain unchanged
Recommend continuing relief from sales practice rule
Regulator plans to issue further guidance
Regulator outlines circumstances when investigations ought to be disclosed
Final phase of TRACE to increase bond transaction reporting
Simple changes would contribute to greater transparency
New powers support continuous disclosure regime
Brokerage to pay US$2 million for undisclosed cash payments to advisors; TD says it regrets its oversight
Pollitt & Co., Pollitt and Cassels called to hearing
List aims to answer common questions