Rule changes will help mutual fund investors more easily obtain the key information they need
Although the changes are in the industry’s favour, they don’t go far enough, say IFIC and the IIAC
Coalition of investors reviews 1,500 companies worldwide
Although the Joint Forum has apparently removed a controversial item in the proposal, the official word has yet to arrive
Revisions made to delivery requirements and proposed cooling-off right
The Ontario Securities Commission has announced the new membership of the Continuous Disclosure Advisory Committee (CDAC) for 2008 – 2010.The CDAC is comprised of members from a variety of industry sectors and provides consultation to OSC staff on the development, implementation and review of continuous disclosure policies and practices. The committee meets on average five […]
The Mutual Fund Dealers Association of Canada is seeking to exempt reps from delivering leverage disclosure when it’s not relevant.The MFDA is proposing amendments to its rules that would limit delivery of the leverage risk disclosure document to instances in which leverage is being recommended to the client, or when a rep becomes aware of […]
Many Canadian companies need to clean up their acts when it comes to disclosing the risks they face.The Canadian Securities Administrators have issued reports noting recurring risk disclosure “deficiencies” in the management’s discussion and analysis that accompanies financial statements of Canadian public companies, according to a report published in March by the Canadian Institute of […]
The new rule forces firms to attach an “all in” number to their executives’ pay packages