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Keyword: Disclosure

1030 results found

Canadian securities regulators launch online fee guide

Guide identifies filing fees in all Canadian jurisdictions

By: IE Staff
July 2, 2009 July 2, 2009
10:40

CCIR releases proposed framework for seg fund point-of-sale disclosure

Insurance regulators take “access equals delivery” approach

By: James Langton
June 29, 2009 June 29, 2009
15:29

IOSCO seeks input on disclosure requirements for asset-backed securities

Consultation paper outlines proposed disclosure principles

By: James Langton
June 29, 2009 June 29, 2009
09:20

OSC investigating Manulife

Regulator says company failed to meet disclosure requirements regarding risks related to seg funds

By: IE Staff
June 22, 2009 June 22, 2009
08:15

CSA publishes proposed point-of-sale rule for comment

New rule would require dealers to deliver a basic "fund facts" document at, or before, clients buy a new fund

By: James Langton
June 21, 2009 June 21, 2009
11:55

FAIR Canada issues investor warning on leveraged and inverse ETFs

New prospectus puts disclosure front and centre, says BetaPro’s Atkinson

By: Megan Harman
May 14, 2009 May 14, 2009
16:40

Canadian funds get failing grade for fees: study

Industry awarded top marks for investor protection, prospectuses

By: Megan Harman
May 14, 2009 May 14, 2009
16:09

A regulatory wish list

Fixing these problems would make life better for investors (IE:TV)

By: Dan Hallett
May 5, 2009 October 30, 2019
09:12

Better disclosure seen as the key to avoiding another financial crisis

Market regulations must account for the fact that humans are not always rational, behavioural finance expert says

By: Megan Harman
April 28, 2009 April 28, 2009
13:02

ASC settles with Calgary oil and gas research analyst

Theal pays $30,000 to settle disclosure breach

By: IE Staff
April 27, 2009 April 27, 2009
15:10