Fund companies will be required to produce document effective Jan. 1
Exemption applies for one year, or until SROs’ CRM rules take effect
More information would strengthen investor protection: Leong
Applications due Sept. 30
Reviews focus on new products and principal-protected notes
More improvements should be made as 2011 transition approaches
FAIR Canada disappointed with ‘glacial pace’ of POS disclosure implementation
IFRS reviews keep regulators busy
Proposals reflect that financial products are becoming increasingly complex and challenging for investors to understand
New rule would require dealers to advise clients of direct transaction fees and charges upfront