Rule changes address relationship disclosure, conflicts of interest, suitability and performance reporting
Review finds incomplete disclosure to investors
The Mutual Fund Dealers Association of Canada is pushing ahead with proposed rule changes to improve the disclosure of transaction costs for clients despite some objections from members of the financial services industry.The MFDA had published a proposed new rule for comment this past summer. That rule would require mutual fund dealers to tell clients […]
Proposed rules on executive compensation would bring Canada more in line with new laws in the U.S.
Level of non-compliance `unacceptable’, CSA says
Rule intended to address complaints from investors who were not informed of fees and charges
Report finds shortcomings in companies’ disclosure
The Canadian Securities Administrators (CSA) Wednesday published a guide to help reporting issuers meet existing environmental disclosure requirements.CSA Staff Notice 51-333 Environmental Reporting Guidance is intended to assist issuers in assessing which information must be disclosed on material environmental matters, such as risks related to weather patterns or environmental legislation. These disclosure requirements are set […]
Or should regulators intervene more directly to protect investors?
Report spells out the results of compliance reviews for fiscal 2010