Study finds “serious unintended consequences” of disclosing individual managers’ positions to the market
Current reporting standard trails the rest of the world
The Ontario Securities Commission Thursday announced the new membership of the Continuous Disclosure Advisory Committee for 2011-2013.The committee advises OSC staff on a range of projects, including the planning, implementation and communication of the OSC’s review program, as well as policy and rule-making initiatives.Effective immediately, the committee members are:> Abbas Ali Khan, Fraser Milner Casgrain […]
Rule changes address relationship disclosure, conflicts of interest, suitability and performance reporting
Review finds incomplete disclosure to investors
The Mutual Fund Dealers Association of Canada is pushing ahead with proposed rule changes to improve the disclosure of transaction costs for clients despite some objections from members of the financial services industry.The MFDA had published a proposed new rule for comment this past summer. That rule would require mutual fund dealers to tell clients […]
Proposed rules on executive compensation would bring Canada more in line with new laws in the U.S.
Level of non-compliance `unacceptable’, CSA says
Rule intended to address complaints from investors who were not informed of fees and charges
Report finds shortcomings in companies’ disclosure