Paper still the preferred method of regulators and clients alike
Firms would be required to report when the Canadian Public Accountability Board (CPAB) has imposed significant remedial actions on them
Amendments designed to promote better disclosure of resources other than reserves
Rule would require U.S. brokers to tell their clients about any big bonuses they receive when they change firms
Firms can provide links to disclosure materials in research reports delivered electronically
Second progress report on compensation practices published
Analysts warn, however, that some banks still have work to do
League Investments says it will work with BCSC to resolve allegations
Fewer issuers required to take action to improve their disclosure, CSA reports
CSA sets out recommendations to improve relationship disclosure practices