Regulator proposes first update to conflict compliance in over 20 years
Volume of cases stable, but dollars at stake up sharply in 2025, report finds
Regulator alleged that ex-deputy CEO of French fund firm misled its investigation
Compliance division's annual report details exam findings at directly regulated firms
Policy brief argues for national climate information architecture
Founder allegedly falsified financials, audits, cap tables, to dupe investors
Firm's former CEO, David Sharpe, seeks judicial review of tribunal's findings against him
Reform aims to close gap in disclosure for deals that don't currently need OK
After effort to kill the PCAOB in the budget bill fails, agency's chair to exit
Measures cut prospectus requirements, speed IPOs, facilitate retail bond offerings