Class action brought on behalf of full-service clients with funds that paid trailers
Customers paid higher fees, got less interest on cash balances: FINRA
Market more important than experts in establishing materiality, court says
Provincial regulator can halt trading when misinformation circulates
ESMA review finds ESG funds changing names, portfolios to align better
U.K. regulator's proposals aim to support innovation while protecting consumers
Association also tightens compensation disclosure requirements
Regulator details plans for "targeted support" framework to launch in 2026
Disclosure rules eased, lines between pro, retail investors redrawn
"Dot-com" era conflict restrictions no longer needed, regulator agrees