It’s time to think differently about client communications and disclosure documents
European regulators flag threats to investors from industry, influencers
The panel found a rep's misconduct to be serious, but not fraudulent or deceitful
Study participants preferred to rely on the knowledge of professionals rather than learn about investing
OSFI says financial firms need to pick up the pace on climate impacts
Global issuance for 2024 is estimated at US$950 billion
Revisions aim to enhance corporate transparency to investors, policymakers
New rules beef up disclosure, investor protections around shell company financings
Compliance review finds potential violations in 70% of firms' messages
The new requirements could surprise small businesses that aren't used to making these types of disclosures