Regulator seeks to extend regime to portfolio managers
While financial advisors are still subject to the rules, the budget change could undermine lawyers' Charter challenge of the regime
Ontario court allows bid for judicial review of enforcement practices
Crypto platforms get until Oct. 31 to meet CSA's interim rules
Expanding access to advice, standardizing KYC data collection on SRO's agenda
Clients lost more than $1.5 million on rep's failed fintech venture
Terms of firm's sale weren't fully disclosed to regulators
The rule is pending review in the U.S. Court of Appeals for the Eighth Circuit
Involvement with crypto amounted to undisclosed outside business activity, personal financial dealings
Proposals aim to improve quality, transparency of credit ratings