Consultation proposes registration, supervisory standards for independent reviewers
Reels, streams and more must comply with rules against misleading ads, regulator says
Regulators craft detailed standards to implement new crypto regime
Over $3.4 million of investors' money was diverted to undisclosed uses, regulators found
European regulator said violations involved conflicts of interest
Firms allegedly made misleading statements about their use of AI in investing strategies
SRO brings first case following compliance review targeting firms' use of online influencers
Environmental organizations say U.S. regulator succumbed to industry pressure
Agency says it won’t apply gross negligence penalties for non-filing of 2023 bare trust returns except in “egregious cases”
Regulators seek to combat fund industry greenwashing risks