Forex TB Ltd. took advantage of vulnerable retail investors, regulator alleged
Exchange overpromised, under-delivered on clearing system replacement
Canadian boards lag their U.S. peers on racial diversity and face calls for in-person AGMs, Glass Lewis reports
Much of the industry's involvement may be outside the SRO's perimeter
Order demands US$12.7 billion in disgorgement, investor restitution
Crypto claims decline, AI-related cases on the rise
GRI, TFND issue joint guidance, map to facilitate sustainability reporting
Consumer duty to be extended to existing products
Risky firms, crypto platforms add to compliance division's workload
SEC, DoJ allege Citron Research, and its founder, misled investors