SRO crafts exception from ban on using performance projections
U.K. agency brings first proceeding alleging illegal promotional activity
Regulators flag retail investor issues, market structure, resilience for 2026
Claims involve alleged misrepresentations by cannabis firm, underwriters
Exec misled investors by inflating target's revenues to enable SPAC deal
OSC report highlights how games can encourage good decisions by investors
U.K. regulator preparing to adopt international standards
Company, executives agree to settle allegations, pay US$41 million
Increase in claimed class-action damages points to larger settlements
Bill raises enforcement penalties, enables binding dispute resolution