Proposed new investor report, cost metric not part of initial reform
Aussie regulator reports A$40 million returned to investors as part of review
Concerns about company were raised by short sellers in 2022
Regulator calls for greater clarity from industry on ESG strategies
Regulator settled with Rio Tinto, former CEO in 2023
Risk of retail investor harm from poor controls, disclosure, review finds
Preventing communication with clients could harm regulatory compliance
Class action brought on behalf of full-service clients with funds that paid trailers
Customers paid higher fees, got less interest on cash balances: FINRA
Market more important than experts in establishing materiality, court says