$30 million deal requires court approval, set for March 26
Regulator defends its conduct in 'mini-bond' investigations
Fund investors don't need to allege fraud, court finds
Investors didn't get paid for lending securities, SRO alleged
Reforms designed to encourage smaller deals, retail participation
Hester Peirce to lead agency's effort to bring more certainty to crypto sector
Report reveals firm's top ESG trends for investors in 2025
Agency reports record enforcement filings, seeks to save dealer rule
Fund change triggered large tax bills for certain investors, regulators alleged
Potential for climate tipping points, feedback loops to generate systemic, economic fallout