In joint letter, industry associations lobby against proposed changes
Wedbush Securities fined for compliance failings
JitneyTrade fined $90,000 for weak controls over direct-access clients
Comment period ends Aug. 14
OSC, AMF consult on new Term CORRA to help ease demise of CDOR
U.S.-dollar LIBOR put to pasture as the first phase of CDOR reform ends
Regulator's units to tackle new frontiers in fraud and misconduct
Regulator asserts jurisdiction and calls for whistleblower tips
System-wide review launched in response to recent liquidity crunches in stressed markets
Efficient portfolio management costs continue to worry regulators