Regulator saw several high-profile cases against crypto giants
Strong trading activity offsets weakness in underwriting, M&A
New guidance signals larger fines, more misconduct admissions
Regulator's exam division sets compliance priorities for 2024
New cash-settled index futures to arrive in January
Canada remained the last G20 country without conduct standards for OTC derivatives markets
In joint letter, industry associations lobby against proposed changes
Wedbush Securities fined for compliance failings
JitneyTrade fined $90,000 for weak controls over direct-access clients
Comment period ends Aug. 14