Starting Nov. 1, aspiring derivatives traders must complete a course and pass an exam
A report says there's been limited implementation in the past year
Efforts designed to enable regulators to better assess systemic risk
Options Clearing Corp. settled the case without admitting or denying the regulators' findings
After reaching settlements with TD and RBC, the OSC put other firms on notice
Several global industry trade groups voiced concerns about proposed rule changes
A WFE paper considers approaches to sustainability in the commodity derivatives space
Firms won't be required to apply margin requirements for amendments to existing derivatives
While the majority of data reporting is accurate, regulators also encountered deficiencies
Heath Tarbert, who takes over as top derivatives regulator on July 15, previously held senior position at U.S. Treasury