Suit alleges that retail investor trades violated securities law
Expanding access to advice, standardizing KYC data collection on SRO's agenda
Trader placed numerous potentially misleading orders in bond futures
KuCoin platform accused of registration, money laundering violations
Underwriting activity expected to pick up monetary policy eases, DBRS says
Non-trading revenues at U.S. venues also rose in 2023, Fitch reports
Policymakers to implement consolidated tapes, ban payments for order flow
First phase of reforms to take effect Sept. 28
IOSCO, Basel Committee recommendations target non-central clearing markets
Measures aim to address lessons of market turmoil in early 2020 and 2022