Home Derivatives

Keyword: Derivatives

308 results found
right or wrong choice

Proposals seek to ease capital raising, bring back research bundling

compliance puzzle

Revisions seek to better align with global standards

Judge's gavel with magnifying glass on black.

Weaknesses in position reporting uncovered in compliance review

Crypto currency

Exchange expands pricing mechanisms for digital assets

Abstract lines

Proposals include circuit breaker requirements, standards for trade reporting

Wall street sign in New York with American flags and New York Stock Exchange background.

Strong debt issuance, M&A expected to be revenue drivers in the quarter

priority

SRO integration and investor protection also on the agenda

gavel

Technical glitch prevented comprehensive trade surveillance by JP Morgan

Judge gavel, scales of justice and law books in court

Firm allegedly helped U.S. investors evade controls against offshore platforms

U.S. flag and voting stickers

Regulator seeks to outlaw derivatives on election outcomes, sports, other events