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Keyword: Derivatives

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Starting Nov. 1, aspiring derivatives traders must complete a course and pass an exam

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A report says there's been limited implementation in the past year

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Efforts designed to enable regulators to better assess systemic risk

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Options Clearing Corp. settled the case without admitting or denying the regulators' findings

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After reaching settlements with TD and RBC, the OSC put other firms on notice

Several global industry trade groups voiced concerns about proposed rule changes

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A WFE paper considers approaches to sustainability in the commodity derivatives space

Firms won't be required to apply margin requirements for amendments to existing derivatives

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While the majority of data reporting is accurate, regulators also encountered deficiencies

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Heath Tarbert, who takes over as top derivatives regulator on July 15, previously held senior position at U.S. Treasury