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Keyword: Derivatives

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Expanding access to advice, standardizing KYC data collection on SRO's agenda

Court.

Trader placed numerous potentially misleading orders in bond futures

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KuCoin platform accused of registration, money laundering violations

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Underwriting activity expected to pick up monetary policy eases, DBRS says

Advisor tracking stocks

Non-trading revenues at U.S. venues also rose in 2023, Fitch reports

Euro trading

Policymakers to implement consolidated tapes, ban payments for order flow

new rules

First phase of reforms to take effect Sept. 28

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IOSCO, Basel Committee recommendations target non-central clearing markets

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Measures aim to address lessons of market turmoil in early 2020 and 2022

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U.S. banks are set to report brighter investment banking and trading revenue, a report says