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Keyword: Derivatives

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Judge looks at papers

Sanctions seek deterrence, level playing field for compliant crypto firms

Judge looks at papers

Swiss firm sold gas cheap to benefit short position, regulator alleges

Advisor tracking stocks

Market cap rose, alongside trading volume and value, group reports

Order demands US$12.7 billion in disgorgement, investor restitution

right or wrong choice

Proposals seek to ease capital raising, bring back research bundling

Revisions seek to better align with global standards

Judge's gavel with magnifying glass on black.

Weaknesses in position reporting uncovered in compliance review

Crypto currency

Exchange expands pricing mechanisms for digital assets

Abstract lines

Proposals include circuit breaker requirements, standards for trade reporting

Strong debt issuance, M&A expected to be revenue drivers in the quarter