Their aim is to ensure that trading and clearing isn't disrupted
Some firms are failing to ensure annual testing for automated order systems used by direct electronic access clients
Proposals out for comment until Dec. 24
The revised principles were adopted in 2010
The definition of an “approved person” was amended in July
Volume must increase for market players to fully realize the benefits of the system
Regulatory experts will work with data scientists to detect abusive trading behaviour
The move to extend trading hours is in response to an increase in activity and demand from global clients of Canada’s derivative exchange
Panels will examined the CSA’s proposed registration and business conduct regimes
The exchange will open its market at 2 a.m. beginning Oct. 9