Model rules allow brokers to use continuing education to maintain status
SRO aims to finalize competency standards by early 2024
Some advisors take on too many clients outside their core market, warns Cerulli Associates
Regulator aims to boost consumer protection with oversight of agents' qualifications
The regulator provided guidance for advisors, dealers and education providers
The regulator's accreditation relationship with CECAP will end on Dec. 31
Newcom Media expands continuing education site for financial professionals
The online event on Oct. 13 will focus on diversity issues for frontline staff
Fund dealers' first CE cycle to kick off on Dec. 1
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