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Keyword: Continuing education

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The regulator provided guidance for advisors, dealers and education providers

  • By: IE Staff
  • October 29, 2021 October 29, 2021
  • 14:44
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The regulator's accreditation relationship with CECAP will end on Dec. 31

  • By: IE Staff
  • October 25, 2021 October 25, 2021
  • 11:26
Compliance Legal Rule Compliancy Conformity Concept

Newcom Media expands continuing education site for financial professionals

  • By: IE Staff
  • October 15, 2021 November 17, 2021
  • 12:10
Row of business people listening to presentation at seminar

The online event on Oct. 13 will focus on diversity issues for frontline staff

think outside of the box

Fund dealers' first CE cycle to kick off on Dec. 1

online learning

Learn the pros, cons and intricacies of these often misunderstood products

Business People Meeting Discussion in a boardroom concept

The group will provide industry input on advisor education

female investor

New certificate focuses on incorporating ESG into investment analysis

rules and regulations

IFSE Institute launches new qualifying course for alt funds

advisor client meeting

Comments on proposed requirements for registered representatives and investment representatives are due in November

  • By: IE Staff
  • August 18, 2020 August 18, 2020
  • 11:22