Regulator uncovered compliance issues, including dealings with Iran
OCC reverses course on policies adopted last year, aims to cut burden
Lobbying follows recent action from regulators to drop policies, guidance
Firms would be restricted from providing lending products to retail investors
Long-term risks may outweigh short-term rewards, Fitch warns
U.K. body aims to drive growth by cutting firms' regulatory burdens
Bipartisan proposal would extend anti-retaliation protections, speed up award decisions
Canada made the top 10 with $8.1 million in total fines
CIRO plans to facilitate voluntary participation in federal open banking effort
Advocate's shutdown would ease legal and compliance costs, DBRS says