New regime aims to enhance consumer protection, set industry standards
Fraud claims pass suitability issues among investment cases
With reforms pending, the organization will search for new consumer, industry board reps
Agencies adopt standards to address bias, conflicts in valuation models
Proposals seek to combat regulatory arbitrage, level playing field
Consultation to review consumer protection, competition, systemic risk concerns
Recent SCOTUS rulings curbing agencies' power has financial industry implications: Moody's
Lower court ruled widow entitled to cancel policy switch, collect $1.3M payout
Proposed principles aim to address growth of outsourcing, fintech
U.S. SRO highlights regulatory implications