Research "showed a statistically significant association" between sales pressure and recommendations not in client interests
Reps' concerns have been documented for years in IE's Report Card research
Regulators propose banning conflicted sales model before it gains traction
Reps fined, banned for personal financial dealings with clients
Paper proposes changes tailored to the unique features of ETFs
Tribunal calls misconduct possibly the "most egregious" it has seen
Wide range of proposals, from market structure to broker conflict issues, dropped
Regulator outlines examination priorities for fiscal 2026
Finfluencers warned, charged, over unregistered activity
SRO aims to ease compliance, adjust limit to inflation