Regulator calls for industry to address concerning practices in fast-growing sector
U.K. regulator's proposals consider operational, conduct standards for emerging sector
Conduct standards, suitability requirements revised
Regulators warn of the threat of a significant correction
Regulator's research details how online design can hurt, and help, investors
Regulator proposes first update to conflict compliance in over 20 years
Regulator alleged that ex-deputy CEO of French fund firm misled its investigation
Compliance division's annual report details exam findings at directly regulated firms
Investors could be confused by firms selling regulated and unregulated products side by side, regulators warn
Regulators should resolve risks upfront before firms get authorization, it says