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Keyword: Conflicts of interest

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Retail investor fund costs need oversight: ESMA article image man reading tablet and writing on paper

Retail investor fund costs need oversight: ESMA

European regulators seek to rein in firms’ nudges article image social media

European regulators seek to rein in firms’ nudges

As CFRs loom, some still struggle with CRM2

Trading apps, finfluencers, crypto to face SEC scrutiny article image reddit icon

Trading apps, finfluencers, crypto to face SEC scrutiny

FCA sanctions asset manager over conflicts

For banks, SPACs still pay — but their future looks bleak

OSC adopts measures to facilitate trailer fee ban

Judges disagree over fiduciary duty claim

New guidance targets unfair incentive practices article image hit the target

New guidance targets unfair incentive practices

The high price of industry misconduct article image The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

The high price of industry misconduct