Proposal aims to address concerns about competitiveness of smaller brokers
ESMA calls on crypto industry to prepare for regulation
Regulator's exam division sets compliance priorities for 2024
Trade group calls for crypto trading to face similar standards as traditional markets
Canada remained the last G20 country without conduct standards for OTC derivatives markets
Regulators propose best practices for market players
Registration, record-keeping and supervisory deficiencies were most common in firms' exams
Firms make token effort to raise standards, cling to suitability, NASAA finds
Firm failed to reveal conflicted fee payments, regulator charged
New rules aim to improve transparency, investor protection in private fund market