Consultation proposes registration, supervisory standards for independent reviewers
European regulator said violations involved conflicts of interest
OSC, AMF call for freshening up fund governance
Serving as a client's executor totally incompatible with rep's role, panel says
Financial sector funds now out of bounds for regulator's employees
Broker failed to alert investors to cheaper investing channel, regulator alleges
Bank to pay $22 million while denying fund manager's allegations
European regulators flag threats to investors from industry, influencers
The panel found a rep's misconduct to be serious, but not fraudulent or deceitful
Client cashed RRSPs, paid DSCs, and took credit card advance to lend to rep, regulator alleged