Measures to address securitization market failures reduced risk without curbing lending
Firm resolved allegations of KYC, suitability, conflict failures
Gift to son denied, as it wasn't specifically set out in POA
Regulator exceeded its authority with its proposed rulemaking
Market has evolved dramatically since the global financial crisis
Rules don't prohibit vertically integrated crypto firms, European regulators confirm
Financial planners now have requirements related to trusted contacts, conflicted roles
The regulator also wants to toughen enforcement and see better advice given at banks
Labor Department finalizes fiduciary rule for retirement advice
Lawyers for firm's founder seek adjournment amid unpaid legal bills