Keyword: Conflicts of interest

308 results found
Ontario proposes new MGA regulation article image buying insurance on a cell phone
OSC’s compliance work escalates article image Regulation
Activist short seller charged with securities fraud article image Crossed fingers
Fewer prospectuses key to FCA reform proposals article image right or wrong choice
Much work to be done, CSA year in review shows article image Red alert
For U.S. regulators, the devil is in the data article image Magnifying glass looking at financial data
BCSC, fund manager settle compliance issue case article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
B.C. court rules on limits to powers of attorney article image Judge looks at papers
Court strikes down SEC’s private fund rule article image A person inside a financial maze made out of hedges.