Review flags issues with supervision of critical fund industry function
Quebec court rules on decades-old legal dispute between firms
Firms falling short of regulator's expectations under investor duty
Regulator details enforcement priorities for the year ahead
North American firms lead Europe and Asia in preparations
Draft guidance aims to beef up risk management, capital, solvency planning
Project aims to ease trading rule compliance, not alter requirements
Regulatory review found no evidence of AI washing among investment funds
Case to consider whether damages are owed, while data hasn't been misused
SEC, CFTC object to sustainability-related disclosure recommendation