Compliance

Regulation

Trading trends raise liquidity risks: IOSCO

May 22, 2026 James Langton
trader at desk
Regulation

It’s not you, it’s me: RBC

May 20, 2026 James Langton
Couple with relationship difficulties sitting on sofa at home
Regulation

Exchanges’ innovation brings risk too: Fitch

May 20, 2026 James Langton
trader at desk
Regulation

FINRA sanctions firms for penny stock oversight

May 20, 2026 James Langton
Blank stare
Regulation

FINRA launches risky product review

May 19, 2026 James Langton
Bucking bronco
Tax and Estate

CRA to postpone enforcement of GST/HST on trailing commissions

May 15, 2026 Michelle Schriver
Exterior of CRA headquarters building
Tax and Estate

Expanded CRA audit powers, stiff penalties moving ahead

May 14, 2026 Michelle Schriver
CRA signage
Regulation

FINTRAC sanctions P2P crypto dealer

May 14, 2026 James Langton
Crypto coins
Regulation

Managed accounts, marketing in OSC crosshairs

May 14, 2026 James Langton
target group
Regulation

Dealing with death

May 13, 2026 James Langton
Zombie hordes in the forest at night
Regulation

Thumbs down on semi-annual reporting: Moody’s

May 12, 2026 James Langton
Magnifying glass
Regulation

Funds must tighten internal audits: ESMA

May 11, 2026 James Langton
Regulation