MX agrees to $289,000 in fines and costs ordered against firm, former trader
Revisions aim to clarify, streamline certain enforcement practices
CFD rules may apply to other products, such as crypto derivatives, regs say
SRO modernizes market regulation guidance
Regulator levies record fine against Luxembourg-based firm
Nothing to indicate account setup was illegal, court finds
Regulator aims to reduce burden by relaxing portfolio reporting rules
Bank halts retail payment activity, citing concerns about shortfall
Annual compliance report emphasizes need for continuous cybersecurity training for dealer staff
Agency orders penalty for alleged violations uncovered in compliance exam