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a man pushing a giant ball while others push squares

Industry divided on, investor advocates opposed to, reforms

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Terms of firm's sale weren't fully disclosed to regulators

gavel

Off-channel communications hamper regulatory oversight

tightrope

Expansion of business lines multiplies conflicts and regulatory challenges

Crypto coins

Crypto firm to pursue full dealer and ATS registration, plus SRO membership

Merger puzzle pieces

Consolidation on hold as valuations sag, regulatory oversight intensifies

Review process

First oversight review finds SRO complying with recognition order

right or wrong choice

Regulator aims to bolster investor protection, modernize rules

Queen's Park, Ontario, Canada

Government endorses OSC's investor protection, capital formation efforts

social media

Reels, streams and more must comply with rules against misleading ads, regulator says