Compliance

Regulation

FINRA seeks to boost firms’ fraud defences

August 14, 2026 James Langton
investor protection
Regulation

FCA adopts fund liquidity reforms

August 13, 2026 James Langton
liquid dollar sign
Regulation

Brokers targeting retail investors with risky products: ASIC

August 13, 2026 James Langton
Australian finances
Regulation

Move fast sure, but don’t break things: FCA

August 10, 2026 James Langton
A robotic hand extends a light bulb to a person.
Regulation

CFTC calls out prediction market pricing

August 10, 2026 James Langton
virtual regulation
Regulation

FCA flags financial crime risks

August 7, 2026 James Langton
financial risk
Regulation

FCA eases IPO rules

August 5, 2026 James Langton
UK flag
Regulation

FCA finalizes cost saving reforms

August 4, 2026 James Langton
Collage of british pounds
Regulation

U.S. regs sanction UBS for repeat AML violations

August 4, 2026 James Langton
Wall Street
Regulation

Sounding the alarm on AI cyber threats

July 31, 2026 James Langton
cybersecurity
Regulation

CFTC tackles risks of vertical integration

July 30, 2026 James Langton
Entrance to the U.S. Commodity Futures Trading Commission (CFTC) on their headquarters building in Washington; CFTC is an agency of the US government.
Regulation

Regs caution industry on foreign ETFs

July 29, 2026 James Langton
Blue globe