North American firms lead Europe and Asia in preparations
Draft guidance aims to beef up risk management, capital, solvency planning
Project aims to ease trading rule compliance, not alter requirements
Regulatory review found no evidence of AI washing among investment funds
Case to consider whether damages are owed, while data hasn't been misused
SEC, CFTC object to sustainability-related disclosure recommendation
Disciplinary committee concludes prop trades took advantage of client
Wholesalers allegedly provided reps with valuable tickets
Review highlights importance of managing integration, debt structures
Investors are being pushed to give up added protections, regulator says