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Keyword: Complaints

144 results found
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Service issues overtook suitability as top concern, OBSI reports

changes ahead sign

Promises for action on OBSI have repeatedly gone unmet, however

The Ontario regulator is reviewing how well complaints are addressed

  • By: IE Staff
  • December 23, 2021 December 23, 2021
  • 12:01
advisor-client meeting

The FCA is reviewing its consumer compensation scheme, which is under stress from past misconduct

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FSRA issues guidance on credit unions' market conduct frameworks

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IIROC panel found rep secretly compensated clients, misled investigators

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Jensen joined OBSI's board and is tapped to be the next chair

compliance puzzle

Proposal would harmonize standards throughout Quebec's financial sector

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OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years

challenge-obstacle

Consultation follows a report that exposed deficiencies with the current system