Firms use forced arbitration to discourage clients from pursuing complaints
The SEC sanctioned the firm for violating whistleblower protections
Regulators propose long-awaited reforms to enhance industry dispute-resolution system
Proposed legislation aims to boost investor protection
Regulators to explore the regulation, provision of advice online
Group to focus on investor-advisor relationships, complaints, suitability
Collections plunge as hefty sanctions are handed out
Finance also announced measures to tackle bank fees and mortgage relief
Banks to bear the brunt of fee increase, as case volumes jump
JRC report details complaints to OBSI involving mutual fund suitability, low-ball settlements