FAIR Canada: Firms should be financially responsible for advisors
Change will give investors an additional choice in selecting their arbitrators when they file claims
RBS, Natwest settle with Financial Services Authority
UK regulator releases firm specific complaints data
Majority of investigations related to the suitability of investment advice
Investment complaints up 73%
When dealing with an irate client, first let them do the talking
FSA reviewing whether it needs to make changes to its existing rules on complaint handling
Proposed reforms range from raising the limit on arbitration awards to entirely new models for dispute resolution
It has taken years and a major banking crisis, but consumer protection is improving