U.K. regulator consults on changes to rules under new retail product regime
Money market ETFs, tokenization threatening to shake up sector
Review by U.K. regulator finds firms need to focus on investor screens, value
New guidance outlines factors investment firms must consider
Measure allows trailer rebates to facilitate compliance with ban on paying trailers to discount brokers
Regulator proposes knowledge standards under new crypto regime
Demand for advice, strong markets to drive growth in client assets
Research finds that active funds underperformed between 2019 and 2023
Investment banking, trading revenues expected to rise in Q4
Fund investors paid front-end loads, moved into fee-based accounts sooner than expected, regulators alleged