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Keyword: Commissions and fees

308 results found

U.K. regulator announces “soft dollar” policy update

FSA outlines which services may not be paid for from commissions

By: IE Staff
November 10, 2004 November 10, 2004
10:40

Institutional investors could face cuts in equity research: report

Regulatory review of "soft dollars" on the horizon

By: IE Staff
June 7, 2004 June 7, 2004
15:50

U.S. brokers see big drop in commissions

Average commissions fall 10% in 2002

By: IE Staff
July 23, 2003 July 23, 2003
14:55

U.K. regulator abandons plan to force brokers to dump commissions

FSA to develop "menu" approach to fees

By: James Langton
October 29, 2002 October 29, 2002
16:30

U.S. broker commissions tumble in 2001

Decline reflects slowing ecomomy, volatile markets

By: IE Staff
July 11, 2002 July 11, 2002
14:55

Alberta to get new fiscal framework

Province to rely less on natural resources

By: James Langton
July 8, 2002 July 8, 2002
14:55

Alberta to get new fiscal framework

Province to rely less on natural resources

By: James Langton
July 8, 2002 July 8, 2002
14:55

Manulife Securities receives exemption

Reps can rebate commissions when switching clients to E&P funds

By: James Langton
June 13, 2002 June 13, 2002
14:20