Effort to sue discount brokers over trailer fees ends with plaintiffs paying
Regulator calls for industry to address concerning practices in fast-growing sector
Settlement to address series of retail, institutional compliance issues
Assets, fees, earnings all rising as alts shake off volatility
Advisor sanctioned for extensive discretionary futures trading
Rep banned back in 1998 is now facing fraud allegations
Regulator proposes first update to conflict compliance in over 20 years
Banks ready to weather headwinds from trade, geopolitical conflict
Class action against group RESP providers in Quebec alleges excessive fees
Research "showed a statistically significant association" between sales pressure and recommendations not in client interests