Regulators in Australia, the U.K. and other countries have taken steps to move financial advisors toward fee-based compensation models. Although Canadian regulators are hesitant, the global trend could come our way next
Communicate with clients to ensure you are transparent and have encouraged them to make choices that are in their best interests
Proposals are intended to ensure that the commissions investment managers pay for executing trades are fairer and more transparent
UK regulator finds evidence some firms undermining rules to eliminate commission bias
Advisors re-entering the market in the wake of Retail Distribution Review
Report examines how British advisors have implemented RDR requirements
Moved aimed at providing greater certainty to investors
When it comes to discussing your compensation model, focus on the value clients get for their money
Focus on the value you provide for your fees
The alternative may be a ban on sales commissions