Advisors could be called on to justify trailer commissions, explain new performance reporting measures
Regulators finalize a regulatory initiative that’s been 15 years in the making
CSA aims to enhance investor protection by improving the disclosure of investment costs and performance
The expense of these two disclosure initiatives shouldn’t be passed on to investors
Demonstrating accountability and competencies are key to rebuilding investor confidence
Six new individuals elected to board; Harris named chairwoman
New deadline gives firms time to make systems changes
Proposals form the second part of the Client Relationship Model
Events hosted by IIROC and IIAC will feature panel discussions, round tables and industry representatives
FSCO to examine how life agents make client recommendations