Client relationship model | Page 21 of 25

Start planning now to properly implement CRM 2, legal experts say

There are over 100 new and revised requirements in CRM 2 that are either currently in effect or will do so over the next three years

By: Fiona Collie
September 18, 2013 December 14, 2017
15:20

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IIROC to publish CRM reforms by year-end

IIROC says its rules will be phased in with the same sorts of transition periods adopted by the CSA

By: James Langton
August 27, 2013 December 19, 2017
16:10

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CRM 2 reforms now in effect

Amendments ensure all investors receive the same information about the cost and performance of their investments

By: James Langton
July 16, 2013 January 19, 2018
13:00

Implementing CRM 2: Practical tips for advisors

Rebecca Cowdery, partner at Borden Ladner Gervais and a specialist in the regulation of investment funds, gives practical tips on how to meet the complex new requirements of CRM 2. She discusses responsibilities for firms, the complex paperwork, and balancing compliance with service. Cowdery spoke to Paula Virany, multimedia editor and video producer with Investment Executive, at the TMX Broadcast Centre in Toronto.

By: Rebecca Cowdery, Paula Virany
July 15, 2013 December 19, 2017
05:30

CRM 2: Competing products, different rules?

Rebecca Cowdery, partner at Borden Ladner Gervais and a specialist in the regulation of investment funds, discusses industry concerns that CRM 2 (in effect July 15) will put unequal regulations on different sectors and products. She outlines the potential impact of the new regulations on both industry and clients. Cowdery spoke to Paula Virany, multimedia editor and video producer with Investment Executive, at the TMX Broadcast Centre in Toronto.

By: Rebecca Cowdery
July 8, 2013 December 19, 2017
13:45

First phase of CRM 2 takes effect July 15

Rebecca Cowdery, partner at Borden Ladner Gervais and a specialist in the regulation of investment funds, explains the impact of the new CRM 2 regulations coming into effect July 15. She discusses compliance, the impact of the three-year phase-in of CRM 2 and how advisors can field questions from clients as increasing information appears in documents to retail clients. Cowdery spoke to Paula Virany, multimedia editor and video producer with Investment Executive, at the TMX Broadcast Centre in Toronto.

By: Rebecca Cowdery, Paula Virany
July 2, 2013 December 19, 2017
14:50

MFDA preparing for CRM implementation

The SRO wants to hear from fund dealers directly about possible concerns

By: James Langton
May 21, 2013 December 19, 2017
10:40

CRM 2: Preparing for July

Competing products won't be subject to the same rules

By: James Langton
April 26, 2013 October 19, 2019
11:00

CRM 2: Breaking down the new regulations

Rebecca Cowdery, a partner at Borden Ladner Gervais discusses the new major changes to the client relationship model that are likely to have a big impact on advisors and their clients. Cowdery is a specialist in the regulation of investment funds and spent nine years at the Ontario Securities Commission before joining BLG. Cowdery spoke with Patricia Chisholm, a senior editor at Investment Executive.