Compliance division's annual report details exam findings at directly regulated firms
Expanded fund reporting requirements to take effect in 2026
Enhanced fund reporting expected to take effect in 2026
SRO details its policy priorities for fiscal 2026
Self-regulatory organization aims to harmonize with CSA's revised requirements
Paper argues for more systematic cost/benefit, post-implementation analysis
Good work all around, but more needs to be done
Proposal would require seg fund disclosure of embedded costs
CSA research details the evolution of fund costs in the face of transparency reforms
Groundbreaking securities lawyer, Glorianne Stromberg, dies